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FAQ Department of Education Dear Colleague Letter

 

UNITED STATES DEPARTMENT OF EDUCATION

OFFICE FOR CIVIL RIGHTS

Frequently Asked Questions About Racial Preferences

and Stereotypes Under Title VI of the Civil Rights Act

This frequently asked questions document is intended to anticipate and answer questions that may be raised in response to the Dear Colleague Letter: Title VI of the Civil Rights Act in Light of Students for Fair Admissions v. Harvard issued by the U.S. Department of Education’s Office for Civil Rights (OCR)1 on February 14, 2025. This document seeks to provide helpful information about how the decision in Students for Fair Admissions, Inc. v. President & Fellows of Harvard College, 600 U.S. 181 (2023) (“Students v. Harvard” or “SFFA”), applies to racial classifications, racial preferences, and racial stereotypes2 as well as how OCR will interpret the ruling in its enforcement of Title VI of the Civil Rights Act of 1964 and its implementing regulations.3

1 OCR is responsible for determining whether entities that receive federal financial assistance from the U.S. Department of Education comply with Title VI of the Civil Rights Act of 1964, which prohibits race, color, or national origin discrimination; Title IX of the Education Amendments of 1972, which prohibits sex discrimination; Section 504 of the Rehabilitation Act of 1973, which prohibits disability discrimination; and the Age Discrimination Act of 1975, which prohibits age discrimination. OCR also shares in the enforcement of Title II of the Americans with Disabilities Act of 1990 (Title II) with the U.S. Department of Justice. Title II prohibits discrimination against individuals with disabilities by public entities, regardless of whether they receive federal financial assistance. Throughout this FAQ, “school” is used generally to refer to recipients of federal financial assistance and public entities, including elementary, secondary, and postsecondary institutions.

2 Racial classifications, racial stereotypes, racial preferences, and polices that distinguish among individuals based on race are all forms of discrimination in that they intentionally treat people as members of racial groups, rather than as individuals. For the purpose of this document, these terms refer to policies and conduct that are motivated by racial considerations.

3 The contents of this Q&A document do not have the force and effect of law and do not bind the public or impose new legal requirements; nor do they bind the Department of Education in the exercise of its discretionary enforcement authority. The purpose of this document is to provide clarity about existing law for the benefit of the public.

Question 1: Where can I report discriminatory conduct?

Answer 1: Anyone who believes that a school has engaged in discrimination may file a complaint with the Department of Education’s Office of Civil Rights. Information about filing a complaint with OCR, including a link to the online complaint form, is available at How to File a Discrimination Complaint with the Office for Civil Rights on the OCR website.

Question 2: What did the U.S. Supreme Court decide in Students for Fair Admissions v. Harvard?

Answer 2: The U.S. Supreme Court held that the admissions programs of the University of North Carolina and Harvard College violated the Equal Protection Clause of the Fourteenth Amendment to the U.S. Constitution and, coextensive with the Equal Protection Clause, Title VI of the Civil Rights Act by considering students’ race when making admissions decisions. The Court articulated a broad

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principle: “Eliminating racial discrimination means eliminating all of it.”4 The Court emphasized that students must be treated based on their experiences as individuals and not based on their race.5 It declared the admissions programs were unlawful because they employed racial stereotypes, disadvantaged members of particular races, were not sufficiently measurable, and lacked a logical endpoint.6

4 Students for Fair Admissions, Inc. v. President & Fellows of Harvard Coll., 600 U.S. 181 (2023).

5 Id. at 206.

6 Students for Fair Admissions, Inc., 600 U.S. 181.

7 Id. at 218.

8 Id. at 27.

9 Id. at 208 (quoting Rice v. Cayetano, 528 U.S. 495, 517 (2000)).

Question 3: What did the Supreme Court say about racial preferences in Students for Fair Admissions v. Harvard?

Answer 3: While the facts of the case before the Supreme Court were specifically about racial preferences in university admissions, the Court applied broad reasoning to its decision, which has broad implications for race-based policies in education generally. Citing several of its previous rulings, the Court articulated two rules about school policies or programs that use race:

The Supreme Court has held that Title VI is “coextensive” with the Equal Protection Clause of the Fourteenth Amendment. In other words, discrimination based on race, color, or national origin by a public institution that violates the Equal Protection Clause of the Fourteenth Amendment also violates Title VI if committed by a private institution that accepts federal funds, and vice versa.

You can find more information about OCR’s enforcement of Title VI on the Department’s website.

First, a school may never use a student’s race as a “stereotype or negative.”7 This means schools cannot assume that a person’s race necessarily implies something about that person, including something about that person’s perspective, background, experiences, or socioeconomic status. It also means that, in any competitive admissions process, and by the same logic any other competitive process for a benefit at an educational institution, a school cannot legally treat membership in any racial group as a plus factor, because a plus factor for one racial group is necessarily a negative factor for those not in that racial group. As the Court stated: “College admissions are zero-sum, and a benefit provided to some applicants but not to others necessarily advantages the former at the expense of the latter.”8

Second, in quoting an earlier ruling, the Court stated: “Distinctions between citizens solely because of their ancestry are by their very nature odious to a free people whose institutions are founded upon the doctrine of equality.”9 Therefore, even when racial classifications or distinctions do not necessarily involve making conscious stereotypes about members of a particular race or placing members of a particular race at a disadvantage in a zero-sum process by treating their race as a

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“negative” consideration, they still raise constitutional concerns under theFourteenth Amendment, triggering the highest level of judicial review known as “strict scrutiny.”10

Strict scrutiny is a “daunting” two-part test.11First, the racial classification must serve a “compellinggovernment interest.”12Second, it must be “narrowly tailored” to achieve that interest.13Strict scrutiny has famously been described as “strict in theory, fatal in fact” because satisfying both partsof the test is exceedingly difficult. TheSFFA Court recognized only one interest as sufficiently compelling in the educational context to justify race-based preferences: “remediating specific,identified instances of past discrimination that violated the Constitution ora statute”14committed bythe specificeducational institution in question.15Finally, to satisfy strict scrutiny, an interest must be“sufficiently measurableto permit judicial review,” rather than amorphous,general, or intrinsicallyunmeasurable.16

For these reasons, the asserted compelling interestin “diversity” at issue inStudents v. Harvard failed strict scrutiny because “the question whether a particular mix of minority students produces‘engaged and productivecitizens,’ sufficiently ‘enhance[s] appreciation, respect, and empathy,’ oreffectively ‘train[s] future leaders’ is standardless.”17Equally, schools may not grant preferentialbenefits to members ofcertain races for the purpose of achieving a student-body composition thatmirrors the racial makeup of the country, remedying general societal discrimination, or otherwiserectifying societal injustice.18

Even if a racial classification furthers a compelling government interest, itmust past the second partof the strict scrutiny test: the method used to achieve the compelling interest must be “narrowly tailored” or“necessary.”19This requires that, even if a school’s goal qualifies as compelling, theschool engaged in a“serious, good faith consideration of workable race-neutral alternatives” bywhich to achieve that goal and found that none were available.20In addition, a policy “is notnarrowly tailored if it is either overbroad or underinclusive in its use of racial classifications.”21InSFFA, the Court held that the policies were not narrowly tailored because they were overbroad in grouping together all Asian students, underinclusive in not accounting for students from MiddleEastern countries, and arbitrary or undefined in using “Hispanic” to refer to different nationalitiesthat were cobbled together in a classification that changed over time.22As a result, race cannot be

10Id. at 206.

11Id. 12Id. at 207.13Id. 14Id.

15Vitolo v.Guzman,999 F.3d 353, 361 (6th Cir. 2021) (summarizing the Supreme Court’s criteria for satisfying acompelling remedial interest as held inCity of Richmond v. J. A. Croson Co., 488 U.S. 469 (1989) and Adarand Constructors, Inc. v. Pena,515 U.S. 200 (1995)).16Id. at 214 (internal quotations and brackets omitted).17Id. at 226-27 (syllabus).18Students for Fair Admissions, Inc., 600 U.S.at 226.19Id. at 207.20Grutter v. Bollinger, 539 U.S. 306,339 (2003)21Vitolo v. Guzman, 999F.3d 353,362–63 (6th Cir. 2021) (citingJ.A. Croson Co., 488 U.S. at 507–08 and Gratz v.Bollinger, 539 U.S. 244, 273–75 (2003)).22Students for Fair Admissions, Inc., 600 U.S.at 207.

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used as a proxy for socioeconomic disadvantage. Even if there is a correlation between race and socioeconomic status, there are race-neutral alternatives by which to assess socioeconomic status.

Finally, the SFFA Court stated that policies based on racial classifications must be time-bound.23 Schools may not engage in race-based policies in perpetuity. This means that a school’s use of racial preferences, even if narrowly tailored to serve a compelling governmental interest, must come with sunset provisions.

23 Id. at 212.

24 Title VI provides that “No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance.” 42 U.S.C. § 2000d, et seq.; 34 C.F.R. § 100, et seq. Throughout this document, “race” is used generally to refer to all three protected bases, race, color, and national origin.

25 Students for Fair Admissions, Inc., 600 U.S. at 220.

Question 4: What does the Supreme Court’s decision regarding the Equal Protection Clause mean for Title VI?

Answer 4: Title VI prohibits recipients of federal funding from discriminating on the basis of race, color, or national origin. In Students v. Harvard, the Supreme Court held that Title VI is “coextensive” with the Equal Protection Clause of the Fourteenth Amendment. In other words, discrimination based on race, color, or national origin that violates Title VI necessarily violates the Equal Protection Clause of the Fourteenth Amendment and vice versa. This subjects public institutions, which are directly subject to the Equal Protection Clause, and private institutions that accept federal financial assistance, to the same legal standard. All educational institutions, including pre-K, elementary, and secondary public schools and school districts, and public and private colleges, universities, and other postsecondary institutions that receive federal financial assistance, are required to comply with Title VI.24

Question 5: What did the Supreme Court mean by using a student’s race as a stereotype?

Answer 5: In its SFFA decision, the Court referred to race qua race, or “race for race’s sake”—that is, the belief that a person’s race necessarily implies that an individual has a certain personality trait, viewpoint, characteristic, or value simply by virtue of being a member of that race.25 That can involve treating members of a racial classification as fungible, assuming that a member of a particular racial classification will think the same way, reflect a particular culture, or contribute to diversity in the same predictable manner as another member of that race. And, as discussed above, racial classifications further risk devolving into unlawful racial stereotypes when they lump students into categories that are overbroad, underinclusive, or arbitrary and undefined.

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Question 6: What did the Supreme Court mean by using a student’s race as a negative?

Answer 6: The SFFA Court meant that when there is a limited number or finite amount of educational benefits or resources—such as, inter alia, admissions spots in an incoming class, financial aid, scholarships, prizes, administrative support, or job opportunities—a school may not legally take account of a student’s race in distributing those benefits or resources, even if race is only being considered as a positive or plus factor, because to advantage members of one race in a competitive or zero-sum process is necessarily to disadvantage those of a different race. As the Court reasoned: “College admissions are zero-sum, and a benefit provided to some applicants but not to others necessarily advantages the former at the expense of the latter.”26 Likewise, schools may not administer or advertise scholarships, prizes, or other opportunities offered by third parties based on race.

26 Id. at 27.

27 Id. at 204 (citing Brown v. Brown v. Bd. of Ed. of Topeka, Shawnee Cnty., 347 U.S. 483, 494, (1954)).

28 163 U.S. 537 (1896).

Question 7: Can schools separate students by race if they treat all students equally?

Answer 7: Segregation is illegal. As the Supreme Court held in Brown v. Board of Education, a school cannot engage in any programming, graduation ceremonies, housing, or any other aspect of school life that allows one race but not another or otherwise separates students, faculty, or staff based on race.27 Intentional segregation or exclusion based on race remains legally indefensible if the programming, graduation ceremonies, housing, or other aspects of campus life are putatively equal or intended for a putatively beneficent purpose: that is simply an updated version of the “separate but equal” rationale of Plessy v. Ferguson28 that the Court overruled in Brown.

OCR has previously issued guidance explaining how racially segregated extracurricular activities, proms, honors, awards, and superlatives are inconsistent with Title VI:

Joint DOJ/OCR Guidance on Segregated Proms

Therefore, school-sponsored or school-endorsed racially segregated aspects of student, academic, and campus life, such as programming, graduation ceremonies, and housing, are legally indefensible under the same “separate but equal” rationale that the Court rejected in Brown. In other words, these segregationist activities violate Title VI.

Question 8: Are Diversity, Equity, and Inclusion (DEI) programs unlawful under SFFA?

Answer 8: Schools may not discriminate on the basis of race, color, or national origin in their programs or activities. Many schools have advanced discriminatory policies and practices under the banner of “DEI” initiatives. Other schools have sought to veil discriminatory policies with terms like “social-emotional learning” or “culturally responsive” teaching. OCR’s assessment of school policies and programs depends on the facts and circumstances of each case.

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Whether a policy or program violates Title VI does not depend on the use of specific terminology such as “diversity,” “equity,” or “inclusion.” Schools may not operate policies or programs under any name that treat students differently based on race, engage in racial stereotyping, or create hostile environments for students of particular races. For example, schools with programs focused on interests in particular cultures, heritages, and areas of the world would not in and of themselves violate Title VI, assuming they are open to all students regardless of race. Nor would educational, cultural, or historical observances—such as Black History Month, International Holocaust Remembrance Day, or similar events—that celebrate or recognize historical events and contributions, and promote awareness, so long as they do not engage in racial exclusion or discrimination. However, schools must consider whether any school programming discourages members of all races from attending, either by excluding or discouraging students of a particular race or races, or by creating hostile environments based on race for students who do participate.

Question 9: The February 14, 2025, Dear Colleague Letter states that many DEI programs “deny students the ability to participate fully in the life of a school” when they “stigmatize students that belong to particular racial groups” based on “crude racial stereotypes,” and teach that students of those racial groups “bear unique moral burdens that others do not.” Does this mean that students, teachers, and school employees may not discuss topics related to race or DEI under Title VI?

Answer 9: OCR enforces federal civil rights law consistent with the First Amendment of the U.S. Constitution. Nothing in Title VI, its implementing regulations, or the Dear Colleague Letter requires or authorizes a school to restrict any rights otherwise protected by the First Amendment.

Additionally, the Department of Education Organization Act, 20 U.S.C. § 3403(b), and the Elementary and Secondary Education Act, 20 U.S.C. § 7907(a), prohibit the Department from exercising control over the content of school curricula. However, the First Amendment rights of students, faculty, and staff, and the curricular prerogatives of states and local school agencies do not relieve schools of their Title VI obligations not to create hostile environments through race-based policies and stereotypes; nor does it relieve them of their duty to respond to racial harassment that creates a hostile environment.

In determining whether a racially hostile environment exists, OCR will examine the facts and circumstances of each case, including the nature of the educational institution, the age of the students, and the relationships of the individuals involved. For example, an elementary school that sponsors programming that acts to shame students of a particular race or ethnicity, accuse them of being oppressors in a racial hierarchy, ascribe to them less value as contributors to class discussions because of their race, or deliberately assign them intrinsic guilt based on the actions of their presumed ancestors or relatives in other areas of the world could create a racially hostile environment. But similar themes in a class discussion at a university would be less likely to create a racially hostile environment. In all cases, the facts and circumstances of that discussion will dictate the answer to that inquiry.

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However, the more extreme practices at a university—such as requiring students to participate in privilege walks, segregating them by race for presentations and discussions with guest speakers, pressuring them to participate in protests or take certain positions on racially charged issues, investigating or sanctioning them for dissenting on racially charged issues through DEI or similar university offices, mandating courses, orientation programs, or trainings that are designed to emphasize and focus on racial stereotypes, and assigning them coursework that requires them to identify by race and then complete tasks differentiated by race—are all forms of school-on-student harassment that could create a hostile environment under Title VI.

Moreover, schools must not discriminate against students based on race in how they discipline or sanction students in response to complaints or allegations of harassment, or in response to speech that would be protected under the First Amendment, whether through use of “bias response teams,” mandatory trainings, or compelled statements. Nor can schools use race as a reason not to discipline or sanction a student for conduct that would otherwise warrant these corrective measures if applied to members of another race.

For more information about these topics:

OCR, Dear Colleague Letter: First Amendment (July 2003)

OCR, Racial Incidents and Harassment against Students at Educational Institutions: Investigative Guidance (Mar. 1994)

Question 10: As part of their admissions process, may schools include application essay prompts that invite discussions of race?

Answer 10: In Students v. Harvard, the Court held that race-based admissions policies that fail strict scrutiny are illegal but added that “nothing prohibits universities from considering an applicant’s discussion of how race affected the applicant’s life, so long as that discussion is concretely tied to a quality of character or unique ability that the particular applicant can contribute to the university.”29 However, the Court cautioned in the same paragraph that schools “may not simply establish through application essays or other means the regime we hold unlawful today[,]” adding that “[w]hat cannot be done directly cannot be done indirectly.”30

29 Students for Fair Admissions, Inc., 600 U.S. at 230.

30 Id.

Schools that craft essay prompts in a way that require applicants to disclose their race are illegally attempting to do indirectly what cannot be done directly, as are admissions policies that hold brief interviews in order to visually assess an applicant’s race. It is ultimately racial preferences that are illegal, however accomplished. OCR is aware that certain schools and universities are attempting to circumvent SFFA’s holding by engaging in what some commentators call the “essay loophole.” Schools can credit what is unique about the individual in overcoming adversity or hardship but never the person’s race.

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Question 11: The February 14, 2025, Dear Colleague Letter advises schools to take steps to ensure compliance with Title VI, including by reviewing their policies and by “ceas[ing] all reliance on third-party contractors, clearinghouses, or aggregators that are being used by institutions in an effort to circumvent prohibited uses of race.” What is the scope of Title VI coverage as it applies to schools?

Answer 11: Title VI applies to “any program or activity receiving Federal financial assistance from the Department of Education,”31 and a school’s responsibility not to discriminate against students applies to the conduct of everyone over whom the school exercises some control, whether through a contract or other arrangement.32 A school may not engage in racial preferences by laundering those preferences through third parties.

31 34 C.F.R. § 100.1.

32 The nondiscrimination requirements of Title VI extend to conduct undertaken by entities that carry out some or all of the schools’ functions through “contractual or other arrangements.” 34 C.F.R. § 100.3(b)(1), (2).

33 See Village of Arlington Heights v. Metro Housing Development Corp., 429 U.S. 252, 266-68 (1977).

Question 12: How does Title VI apply to a school’s procurement of goods and services?

Answer 12: A school that receives federal financial assistance is subject to Title VI’s nondiscrimination mandate in how it selects contractors to carry out its many functions. In other words, a school may not discriminate based on race, color, or national origin in choosing its provision of after-school programs, substitute teachers, cafeteria services, and special education service providers.

Question 13: Aside from express racial classifications, the February 14, 2025, Dear Colleague Letter refers to policies that appear neutral on their face but are made with a racially discriminatory purpose. How will OCR investigate allegations of covert discrimination?

Answer 13: To determine whether a school acted with a racially discriminatory purpose, OCR may analyze different types of circumstantial evidence that, taken together, raise an inference of discriminatory intent. A non-exhaustive list may include (1) whether members of a particular race were treated differently than similarly situated students of other races; (2) the historical background or administrative history of the policy or decision; (3) whether there was a departure from normal procedures in making the policy or decision; (4) whether there was a pattern regarding policies or decisions towards members of a particular race; (5) statistics demonstrating a pattern of the policy or decision having a greater impact on members of a particular race; and (6) whether the school was aware of or could foresee the effect of the policy or decision on members of a particular race.33 A school’s history and stated policy of using racial classifications and race-based policies to further DEI objectives, “equity,” a racially-oriented vision of social justice, or similar goals will be probative in OCR’s analysis of the facts and circumstances of an individual case.

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OCR may also apply a three-step test to assess indirect evidence of intentional discrimination.34 First, did a school treat a student or group of students of a particular race differently from a similarly situated student or group of students of other races? Then, if so, can the school provide a legitimate, nondiscriminatory reason for the different treatment that isn’t pretextual? Finally, if the school is unable to offer a legitimate, nondiscriminatory reason, or if the offered reason is found to be a pretext or cover for discrimination, OCR will conclude that unlawful discrimination has occurred.

34 See McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).

Question 14: How will OCR proceed with schools that it determines are out of compliance with Title VI?

You can learn more about OCR’s process by reviewing its updated Case Processing Manual:

2025 Case Processing Manual

Answer 14: If OCR determines that a school failed to comply with the civil rights laws that it enforces, OCR will contact the school and will attempt to secure its willingness to negotiate a voluntary resolution agreement. If the school agrees to resolve the complaint, OCR and the school will negotiate a written resolution agreement to be signed by the school that describes the specific remedial actions it will take to address the area(s) of noncompliance identified by OCR. OCR will monitor implementation of the resolution agreement’s terms. If a school is unwilling to negotiate a resolution agreement, OCR will inform the school of the consequences, which may result in OCR initiating enforcement through administrative proceedings or referring the case to the Department of Justice for judicial proceedings.

Question 15: Where can I learn more about this topic?

Answer 15: To learn more, you can visit OCR’s website or contact the OCR regional enforcement office serving your area, by phone or email, to request technical assistance about the laws OCR enforces and about OCR’s complaint process. You can find contact information for local OCR regional offices on OCR’s Contact OCR website.

February 28, 2025

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